InsiderFlow

SWZ

Technology

Total Return Securities Fund

$6.01+0.00 (+0.00%)

Prev Close

$6.01

Open

$6.05

High

$6.05

Low

$6.00

Volume

4.4K

Market Cap

$79.9M

P/E

—

Div Yield

—

Over the past 12 months, insider activity at Total Return Securities Fund (SWZ) has been dominated by buying, with 19 insider purchases totaling $1.09M and 6 insider sales totaling $339.7K. The most recent insider transaction was by Dakos Andrew (director, officer, other: President and CEO), who purchased $146.7K worth of shares on Mar 9, 2026. Total Return Securities Fund operates in the Technology sector, within the General industry, with a market cap of $79.9M.

Buys (12M)

19

$1.09M

Sells (12M)

6

$339.7K

Net Activity

Net Buyer

$751.5K

Active Insiders

8

last 12 mo

SWZ Price Chart

SWZ Insider Trading Activity

DateInsiderRoleTypeSharesAvg PriceValueShares After
Mar 9, 2026↗Dakos Andrewdirector, officer, other: President and CEOBuy24,500$5.99$146.7K62,095
Mar 9, 2026↗GOLDSTEIN PHILLIPdirector, officer, other: SecretaryBuy10,000$5.99$59.9K103,234
Mar 5, 2026↗GOLDSTEIN PHILLIPdirector, officer, other: SecretaryBuy10,000$6.01$60.1K93,234
Mar 4, 2026↗Dakos Andrewdirector, officer: President and CEOBuy29,836$6.02$179.5K37,595
Mar 2, 2026↗Dakos Andrewdirector, officer: President and CEOBuy7,000$6.18$43.3K22,677
Feb 25, 2026↗Dakos Andrewdirector, officer: President and CEOBuy3,674$6.15$22.6K15,677
Feb 25, 2026↗GOLDSTEIN PHILLIPdirectorBuy5,000$6.13$30.6K87,910
Feb 23, 2026↗Dakos Andrewdirector, officer: President and CEOBuy8,000$6.13$49.1K10,003
Feb 19, 2026↗Dakos AndrewPresident and CEOBuy8,000$6.13$49.1K0
Feb 10, 2026↗GOLDSTEIN PHILLIPdirectorBuy10,000$6.07$60.7K82,910
Feb 6, 2026↗GOLDSTEIN PHILLIPDirectorBuy10,000$6.07$60.7K0
Feb 5, 2026↗Dakos Andrewdirector, officer: President and CEOBuy12,000$5.98$71.8K35,453
Feb 4, 2026↗SELL MORITZ AdirectorBuy2,120$5.97$12.7K9,998
Feb 3, 2026↗Dakos AndrewPresident and CEOBuy16,000$5.99$95.8K0
Feb 3, 2026↗GOLDSTEIN PHILLIPdirectorBuy10,000$5.92$59.2K72,910
Feb 2, 2026↗SELL MORITZ ADirectorBuy2,120$5.97$12.7K0
Jan 30, 2026↗GOLDSTEIN PHILLIPDirectorBuy10,000$5.92$59.2K0
Jan 23, 2026↗Dakos AndrewPresident and CEOSell12,672$6.81$86.3K0
Jan 23, 2026↗Das Rajeev PSecretarySell166$6.81$1.1K0
Jan 23, 2026↗GOLDSTEIN PHILLIPDirectorSell31,314$6.81$213.2K0
Jan 23, 2026↗HELLERMAN GERALDDirectorSell1,755$6.81$12.0K0
Jan 23, 2026↗SELL MORITZ ADirectorSell3,922$6.81$26.7K0
Oct 27, 2025↗SELL MORITZ ADirectorBuy1,000$6.06$6.1K0
Jun 30, 2025↗SELL MORITZ ADirectorBuy1,815$6.34$11.5K0
Apr 2, 2025↗HELLERMAN GERALDDirectorSell41$9.24$378.840

SWZ Insider Buying Activity

The following table shows recent insider purchases of Total Return Securities Fund (SWZ) stock reported via SEC Form 4 filings.

DateInsiderRoleTypeSharesAvg PriceValueShares After
Mar 9, 2026↗Dakos Andrewdirector, officer, other: President and CEOBuy24,500$5.99$146.7K62,095
Mar 9, 2026↗GOLDSTEIN PHILLIPdirector, officer, other: SecretaryBuy10,000$5.99$59.9K103,234
Mar 5, 2026↗GOLDSTEIN PHILLIPdirector, officer, other: SecretaryBuy10,000$6.01$60.1K93,234
Mar 4, 2026↗Dakos Andrewdirector, officer: President and CEOBuy29,836$6.02$179.5K37,595
Mar 2, 2026↗Dakos Andrewdirector, officer: President and CEOBuy7,000$6.18$43.3K22,677
Feb 25, 2026↗Dakos Andrewdirector, officer: President and CEOBuy3,674$6.15$22.6K15,677
Feb 25, 2026↗GOLDSTEIN PHILLIPdirectorBuy5,000$6.13$30.6K87,910
Feb 23, 2026↗Dakos Andrewdirector, officer: President and CEOBuy8,000$6.13$49.1K10,003
Feb 19, 2026↗Dakos AndrewPresident and CEOBuy8,000$6.13$49.1K0
Feb 10, 2026↗GOLDSTEIN PHILLIPdirectorBuy10,000$6.07$60.7K82,910
Feb 6, 2026↗GOLDSTEIN PHILLIPDirectorBuy10,000$6.07$60.7K0
Feb 5, 2026↗Dakos Andrewdirector, officer: President and CEOBuy12,000$5.98$71.8K35,453
Feb 4, 2026↗SELL MORITZ AdirectorBuy2,120$5.97$12.7K9,998
Feb 3, 2026↗Dakos AndrewPresident and CEOBuy16,000$5.99$95.8K0
Feb 3, 2026↗GOLDSTEIN PHILLIPdirectorBuy10,000$5.92$59.2K72,910
Feb 2, 2026↗SELL MORITZ ADirectorBuy2,120$5.97$12.7K0
Jan 30, 2026↗GOLDSTEIN PHILLIPDirectorBuy10,000$5.92$59.2K0
Oct 27, 2025↗SELL MORITZ ADirectorBuy1,000$6.06$6.1K0
Jun 30, 2025↗SELL MORITZ ADirectorBuy1,815$6.34$11.5K0

SWZ Insider Selling Activity

The following table shows recent insider sales of Total Return Securities Fund (SWZ) stock reported via SEC Form 4 filings.

DateInsiderRoleTypeSharesAvg PriceValueShares After
Jan 23, 2026↗Dakos AndrewPresident and CEOSell12,672$6.81$86.3K0
Jan 23, 2026↗Das Rajeev PSecretarySell166$6.81$1.1K0
Jan 23, 2026↗GOLDSTEIN PHILLIPDirectorSell31,314$6.81$213.2K0
Jan 23, 2026↗HELLERMAN GERALDDirectorSell1,755$6.81$12.0K0
Jan 23, 2026↗SELL MORITZ ADirectorSell3,922$6.81$26.7K0
Apr 2, 2025↗HELLERMAN GERALDDirectorSell41$9.24$378.840

SWZ Insiders

Dakos Andrew

director, officer, other: President and CEO

Bought $146.7K
2 tradesLast: Mar 6, 2026
GOLDSTEIN PHILLIP

director, officer, other: Secretary

Bought $120.0K
3 tradesLast: Mar 5, 2026
Dakos Andrew

director, officer: President and CEO

Bought $366.2K
16 tradesLast: Mar 2, 2026
GOLDSTEIN PHILLIP

director

Bought $150.6K
3 tradesLast: Feb 23, 2026
Dakos Andrew

President and CEO

Bought $144.9KSold $86.3K
11 tradesLast: Feb 20, 2026
GOLDSTEIN PHILLIP

Director

Bought $119.9KSold $213.2K
3 tradesLast: Feb 6, 2026
SELL MORITZ A

director

Bought $12.7K
2 tradesLast: Feb 3, 2026
SELL MORITZ A

Director

Bought $30.2KSold $26.7K
5 tradesLast: Feb 3, 2026
Das Rajeev P

Secretary

Sold $1.1K
1 tradesLast: Jan 23, 2026
HELLERMAN GERALD

Director

Sold $12.3K
2 tradesLast: Jan 23, 2026

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