SWZ
Total Return Securities Fund$5.94+0.03 (+0.51%)Prev Close$5.91·MCap$79.9M·P/E—·Vol6.5K·Yield—
▲
Buys (12M)
27
$1.16M
▼
Sells (12M)
5
$339.3K
◆
Net Activity
Net Buyer
$818.3K
●
Active Insiders
8
last 12 mo
Over the past 12 months, insider activity at Total Return Securities Fund (SWZ) has been dominated by buying, with 27 insider purchases totaling $1.16M and 5 insider sales totaling $339.3K. The most recent insider transaction was by GOLDSTEIN PHILLIP (director, officer, other: Secretary), who purchased $35.6K worth of shares on Jul 8, 2026. Total Return Securities Fund operates in the Technology sector, within the General industry, with a market cap of $79.9M.
SWZ Insider Trading Activity
| Date | Insider | Role | Type | Shares | Avg Price | Value | Shares After |
|---|---|---|---|---|---|---|---|
| Jul 8, 2026 | GOLDSTEIN PHILLIP | director, officer, other: Secretary | Buy | 5,980 | $5.95 | $35.6K | 119,214 |
| Jul 7, 2026 | Dakos Andrew | director, officer, other: President and CEO | Buy | 5,000 | $5.92 | $29.6K | 131,000 |
| Jun 30, 2026 | SELL MORITZ A | director | Buy | 4,091 | $5.90 | $24.2K | 20,246+25% |
| Jun 22, 2026 | SELL MORITZ A | director | Buy | 2,000 | $5.91 | $11.8K | 16,155 |
| Jun 17, 2026 | SELL MORITZ A | director | Buy | 2,155 | $5.96 | $12.8K | 14,155 |
| Jun 1, 2026 | SELL MORITZ A | director | Buy | 1,000 | $6.01 | $6.0K | 12,000 |
| May 29, 2026 | Dakos Andrew | director, officer, other: President and CEO | Buy | 13,000 | $5.98 | $77.7K | 126,000 |
| May 20, 2026 | Dakos Andrew | director, officer, other: President and CEO | Buy | 7,000 | $5.95 | $41.7K | 113,000 |
| Apr 27, 2026 | SELL MORITZ A | director | Buy | 1,002 | $6.06 | $6.1K | 11,000 |
| Apr 20, 2026 | Dakos Andrew | director, officer, other: President and CEO | Buy | 11,265 | $6.06 | $68.3K | 106,000 |
| Apr 9, 2026 | Dakos Andrew | director, officer, other: President and CEO | Buy | 6,000 | $5.97 | $35.8K | 94,282 |
| Apr 6, 2026 | Dakos Andrew | director, officer, other: President and CEO | Buy | 4,963 | $5.93 | $29.4K | 88,282 |
| Mar 31, 2026 | Dakos Andrew | director, officer, other: President and CEO | Buy | 11,200 | $5.91 | $66.2K | 83,319 |
| Mar 26, 2026 | Dakos Andrew | director, officer, other: President and CEO | Buy | 6,000 | $5.96 | $35.8K | 73,119 |
| Mar 19, 2026 | GOLDSTEIN PHILLIP | director, officer, other: Secretary | Buy | 10,000 | $5.98 | $59.8K | 113,234 |
| Mar 13, 2026 | Dakos Andrew | director, officer, other: President and CEO | Buy | 5,024 | $6.00 | $30.1K | 67,119 |
| Mar 9, 2026 | Dakos Andrew | director, officer, other: President and CEO | Buy | 24,500 | $5.99 | $146.7K | 62,095+65% |
| Mar 9, 2026 | GOLDSTEIN PHILLIP | director, officer, other: Secretary | Buy | 10,000 | $5.99 | $59.9K | 103,234 |
| Mar 2, 2026 | Dakos Andrew | director, officer: President and CEO | Buy | 7,000 | $6.18 | $43.3K | 22,677+45% |
| Feb 25, 2026 | Dakos Andrew | director, officer: President and CEO | Buy | 3,674 | $6.15 | $22.6K | 15,677+31% |
| Feb 25, 2026 | GOLDSTEIN PHILLIP | director | Buy | 5,000 | $6.13 | $30.6K | 87,910 |
| Feb 19, 2026 | Dakos Andrew | President and CEO | Buy | 8,000 | $6.13 | $49.1K | 0 |
| Feb 6, 2026 | GOLDSTEIN PHILLIP | Director | Buy | 10,000 | $6.07 | $60.7K | 0 |
| Feb 3, 2026 | Dakos Andrew | President and CEO | Buy | 16,000 | $5.99 | $95.8K | 0 |
| Feb 2, 2026 | SELL MORITZ A | Director | Buy | 2,120 | $5.97 | $12.7K | 0 |
| Jan 30, 2026 | GOLDSTEIN PHILLIP | Director | Buy | 10,000 | $5.92 | $59.2K | 0 |
| Jan 23, 2026 | Dakos Andrew | President and CEO | Sell | 12,672 | $6.81 | $86.3K | 0 |
| Jan 23, 2026 | Das Rajeev P | Secretary | Sell | 166 | $6.81 | $1.1K | 0 |
| Jan 23, 2026 | GOLDSTEIN PHILLIP | Director | Sell | 31,314 | $6.81 | $213.2K | 0 |
| Jan 23, 2026 | HELLERMAN GERALD | Director | Sell | 1,755 | $6.81 | $12.0K | 0 |
| Jan 23, 2026 | SELL MORITZ A | Director | Sell | 3,922 | $6.81 | $26.7K | 0 |
| Oct 27, 2025 | SELL MORITZ A | Director | Buy | 1,000 | $6.06 | $6.1K | 0 |
| Jun 30, 2025 | SELL MORITZ A | Director | Buy | 1,815 | $6.34 | $11.5K | 0 |
| Apr 2, 2025 | HELLERMAN GERALD | Director | Sell | 41 | $9.24 | $378.84 | 0 |
| Jan 21, 2025 | GOLDSTEIN PHILLIP | Director | Sell | 4,535 | $8.45 | $38.3K | 12,248-27% |
| Mar 4, 2022 | Dakos Andrew | President and CEO | Buy | 1,000 | $8.82 | $8.8K | 3,000+50% |
| Mar 3, 2022 | HELLERMAN GERALD | Director | Buy | 1,000 | $8.85 | $8.9K | 5,324 |
| Feb 4, 2022 | Dakos Andrew | President and CEO | Buy | 1,000 | $9.34 | $9.3K | 2,000+100% |
| Jul 6, 2021 | GOLDSTEIN PHILLIP | Director | Sell | 1,212 | $9.79 | $11.9K | 16,783 |
| Jun 8, 2021 | GOLDSTEIN PHILLIP | Director | Sell | 76,958 | $9.50 | $731.4K0.6% OS | 27,894-73% |
| Jun 4, 2021 | GOLDSTEIN PHILLIP | Director | Sell | 1,994 | $9.67 | $19.3K | 96,753 |
| Jun 3, 2021 | GOLDSTEIN PHILLIP | Director | Sell | 18,800 | $9.71 | $182.6K | 110,900 |
| May 6, 2021 | SELL MORITZ A | Director | Sell | 2,000 | $9.12 | $18.2K | 1,330-60% |
SWZ Insider Buying Activity
The following table shows recent insider purchases of Total Return Securities Fund (SWZ) stock reported via SEC Form 4 filings.
| Date | Insider | Role | Type | Shares | Avg Price | Value | Shares After |
|---|---|---|---|---|---|---|---|
| Jul 8, 2026 | GOLDSTEIN PHILLIP | director, officer, other: Secretary | Buy | 5,980 | $5.95 | $35.6K | 119,214 |
| Jul 7, 2026 | Dakos Andrew | director, officer, other: President and CEO | Buy | 5,000 | $5.92 | $29.6K | 131,000 |
| Jun 30, 2026 | SELL MORITZ A | director | Buy | 4,091 | $5.90 | $24.2K | 20,246+25% |
| Jun 22, 2026 | SELL MORITZ A | director | Buy | 2,000 | $5.91 | $11.8K | 16,155 |
| Jun 17, 2026 | SELL MORITZ A | director | Buy | 2,155 | $5.96 | $12.8K | 14,155 |
| Jun 1, 2026 | SELL MORITZ A | director | Buy | 1,000 | $6.01 | $6.0K | 12,000 |
| May 29, 2026 | Dakos Andrew | director, officer, other: President and CEO | Buy | 13,000 | $5.98 | $77.7K | 126,000 |
| May 20, 2026 | Dakos Andrew | director, officer, other: President and CEO | Buy | 7,000 | $5.95 | $41.7K | 113,000 |
| Apr 27, 2026 | SELL MORITZ A | director | Buy | 1,002 | $6.06 | $6.1K | 11,000 |
| Apr 20, 2026 | Dakos Andrew | director, officer, other: President and CEO | Buy | 11,265 | $6.06 | $68.3K | 106,000 |
| Apr 9, 2026 | Dakos Andrew | director, officer, other: President and CEO | Buy | 6,000 | $5.97 | $35.8K | 94,282 |
| Apr 6, 2026 | Dakos Andrew | director, officer, other: President and CEO | Buy | 4,963 | $5.93 | $29.4K | 88,282 |
| Mar 31, 2026 | Dakos Andrew | director, officer, other: President and CEO | Buy | 11,200 | $5.91 | $66.2K | 83,319 |
| Mar 26, 2026 | Dakos Andrew | director, officer, other: President and CEO | Buy | 6,000 | $5.96 | $35.8K | 73,119 |
| Mar 19, 2026 | GOLDSTEIN PHILLIP | director, officer, other: Secretary | Buy | 10,000 | $5.98 | $59.8K | 113,234 |
| Mar 13, 2026 | Dakos Andrew | director, officer, other: President and CEO | Buy | 5,024 | $6.00 | $30.1K | 67,119 |
| Mar 9, 2026 | Dakos Andrew | director, officer, other: President and CEO | Buy | 24,500 | $5.99 | $146.7K | 62,095+65% |
| Mar 9, 2026 | GOLDSTEIN PHILLIP | director, officer, other: Secretary | Buy | 10,000 | $5.99 | $59.9K | 103,234 |
| Mar 2, 2026 | Dakos Andrew | director, officer: President and CEO | Buy | 7,000 | $6.18 | $43.3K | 22,677+45% |
| Feb 25, 2026 | Dakos Andrew | director, officer: President and CEO | Buy | 3,674 | $6.15 | $22.6K | 15,677+31% |
| Feb 25, 2026 | GOLDSTEIN PHILLIP | director | Buy | 5,000 | $6.13 | $30.6K | 87,910 |
| Feb 19, 2026 | Dakos Andrew | President and CEO | Buy | 8,000 | $6.13 | $49.1K | 0 |
| Feb 6, 2026 | GOLDSTEIN PHILLIP | Director | Buy | 10,000 | $6.07 | $60.7K | 0 |
| Feb 3, 2026 | Dakos Andrew | President and CEO | Buy | 16,000 | $5.99 | $95.8K | 0 |
| Feb 2, 2026 | SELL MORITZ A | Director | Buy | 2,120 | $5.97 | $12.7K | 0 |
| Jan 30, 2026 | GOLDSTEIN PHILLIP | Director | Buy | 10,000 | $5.92 | $59.2K | 0 |
| Oct 27, 2025 | SELL MORITZ A | Director | Buy | 1,000 | $6.06 | $6.1K | 0 |
| Jun 30, 2025 | SELL MORITZ A | Director | Buy | 1,815 | $6.34 | $11.5K | 0 |
| Mar 4, 2022 | Dakos Andrew | President and CEO | Buy | 1,000 | $8.82 | $8.8K | 3,000+50% |
| Mar 3, 2022 | HELLERMAN GERALD | Director | Buy | 1,000 | $8.85 | $8.9K | 5,324 |
| Feb 4, 2022 | Dakos Andrew | President and CEO | Buy | 1,000 | $9.34 | $9.3K | 2,000+100% |
SWZ Insider Selling Activity
The following table shows recent insider sales of Total Return Securities Fund (SWZ) stock reported via SEC Form 4 filings.
| Date | Insider | Role | Type | Shares | Avg Price | Value | Shares After |
|---|---|---|---|---|---|---|---|
| Jan 23, 2026 | Dakos Andrew | President and CEO | Sell | 12,672 | $6.81 | $86.3K | 0 |
| Jan 23, 2026 | Das Rajeev P | Secretary | Sell | 166 | $6.81 | $1.1K | 0 |
| Jan 23, 2026 | GOLDSTEIN PHILLIP | Director | Sell | 31,314 | $6.81 | $213.2K | 0 |
| Jan 23, 2026 | HELLERMAN GERALD | Director | Sell | 1,755 | $6.81 | $12.0K | 0 |
| Jan 23, 2026 | SELL MORITZ A | Director | Sell | 3,922 | $6.81 | $26.7K | 0 |
| Apr 2, 2025 | HELLERMAN GERALD | Director | Sell | 41 | $9.24 | $378.84 | 0 |
| Jan 21, 2025 | GOLDSTEIN PHILLIP | Director | Sell | 4,535 | $8.45 | $38.3K | 12,248-27% |
| Jul 6, 2021 | GOLDSTEIN PHILLIP | Director | Sell | 1,212 | $9.79 | $11.9K | 16,783 |
| Jun 8, 2021 | GOLDSTEIN PHILLIP | Director | Sell | 76,958 | $9.50 | $731.4K0.6% OS | 27,894-73% |
| Jun 4, 2021 | GOLDSTEIN PHILLIP | Director | Sell | 1,994 | $9.67 | $19.3K | 96,753 |
| Jun 3, 2021 | GOLDSTEIN PHILLIP | Director | Sell | 18,800 | $9.71 | $182.6K | 110,900 |
| May 6, 2021 | SELL MORITZ A | Director | Sell | 2,000 | $9.12 | $18.2K | 1,330-60% |
SWZ Insiders
GOLDSTEIN PHILLIP
director, officer, other: Secretary
Bought $305.8KSold $1.20M
12 tradesLast: Jul 8, 2026
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